If you are interested in becoming a new client, follow our simple three-step process to help us begin to understand your current financial situation and what is important to you and your family. Complete and print the forms below and either bring the forms with you to your appointment or mail them to our office. If you prefer to email the forms, please contact us for a password protected version in order to ensure privacy.
 

Let's Get Started: Part I

This process helps us begin to understand your current financial situation and learn more about your goals and objectives. This document is to be completed and returned to us prior to your initial consultation.


Let's Get Started: Part II

This process helps us understand what is important to you and your family by gathering qualitative information.
This document is to be completed and returned to us prior to your second consultation.


Let's Get Started: Part III

This quantitative data gathering process is the hard part but we try to make is as easy as possible for you.
This document is to be completed and returned to us prior to us starting to develop your customized financial plan.


New Brokerage Account Application Data Form

Completion of this form enables us to prepare your new account application forms.


Other Downloads

Depending on your situation, we may ask that you provide information on different topics, including those listed below.
 

Personal Financial Profile

By using this financial profile tool, you can obtain an accurate assessment of you risk tolerance in terms that are meaningful to both of us. We will recommend an appropriate time to complete and return this document.


Retirement Lifestyle Book

This exercise will help you increase the likelihood that your retirement will be safe and satisfying by helping you plan the future you want. We will recommend an appropriate time to complete and return this document.